SEC Form 4 · accession 0001388038-15-000027
KNOLL INC · KNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Pollner
Officer — S.V.P.,General Counsel & Sec.
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 6:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2015 | A | 5,000 | $0.00 | A | 52,500 | D | |
| Common Stock | Feb 10, 2015 | F | 5,252 | $21.31 | D | 47,248 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Feb 9, 2015 | A | 5,000 | A | — | — | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1These shares will cliff vest on the third anniversary of the date of grant.
- F2These shares were withheld by the issuer to cover taxes associated with the vesting of certain restricted shares.
- F3Each restricted stock unit represents a contingent right to receive, at settlement, one share of the issuer's common stock.
- F4These restricted stock units vest after a three-year performance period, subject to the issuer's satisfaction of certain performance criteria.