SEC Form 4 · accession 0001388038-15-000020
KNOLL INC · KNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen F Fisher
Director
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2015 | A | 2,795 | $0.00 | A | 43,785 | D | |
| Common Stock | Feb 10, 2015 | M | 25,000 | $18.01 | A | 68,785 | D | |
| Common StockF2 | Feb 10, 2015 | S | 25,000 | $21.0046 | D | 43,785 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $18.01 | Feb 10, 2015 | M | 25,000 | D | — | Dec 6, 2015 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1These shares were granted pursuant to the Knoll, Inc. Non-Employee Director Compensation Plan. These shares vest in three equal annual installments beginning one year from the date of grant.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.95 to $21.045, inclusive. The reporting person undertakes to provide to Knoll, Inc., any security holder of Knoll, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- F3These options vested in four annual installments beginning on the first anniversary of December 6, 2005.