SEC Form 4 · accession 0001310400-17-000002
KNOLL INC · KNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew B Cogan
Officer — President and CEO · Director
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2017 | M | 60,000 | $0.00 | A | 550,373 | D | |
| Common Stock | Feb 10, 2017 | F | 71,023 | $26.25 | D | 479,350 | D | |
| Common Stock | Feb 14, 2017 | G | 2,826 | $0.00 | D | 476,524 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Feb 10, 2017 | M | 60,000 | D | — | — | Common Stock | 60,000 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represented a contingent right to receive one share of issuer's common stock.
- F2These shares were withheld by the issuer to cover taxes associated with the vesting of certain restricted shares and units.
- F3These restricted stock units represented units that vested on the third anniversary of the date of grant (2/10/14), based on the issuer's satisfaction of certain performance criteria.