SEC Form 4 · accession 0001140361-16-079039
Golden Minerals Co · AUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Vogels
Officer — Senior VP and CFO
Period of report
Sep 6, 2016
Accepted (ET)
Sep 7, 2016 · 10:34 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 6, 2016 | S | 6,862 | $0.90 | D | 225,303 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 41,667 shares of restricted common stock that have not yet vested and were granted pursuant to the Issuer's 2009 Equity Incentive Plan.