SEC Form 4 · accession 0001140361-16-046230
Golden Minerals Co · AUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah J Friedman
Officer — Sr VP, Gen. Coun. & Corp. Secy
Period of report
Dec 30, 2015
Accepted (ET)
Jan 4, 2016 · 2:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 30, 2015 | S | 21,667 | $0.2091 | D | 144,685 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold pursuant to a 10b5-1 Plan entered into in March 2014 for the purpose of funding tax liabilities associated with the vesting of restricted stock issued pursuant to the Issuer's 2009 Equity Incentive Plan.
- F2Includes zero shares of restricted common stock that have not yet vested and were granted pursuant to the Issuer's 2009 Equity Incentive Plan.