SEC Form 4 · accession 0001140361-15-006663
Golden Minerals Co · AUMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren Rehn
Officer — SVP Exloration & Geology
Period of report
Feb 13, 2015
Accepted (ET)
Feb 13, 2015 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 13, 2015 | S | 3,200 | $0.5005 | D | 320,468 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 plan entered into in March 2014 for the purpose of funding tax liabilities associated with the vesting of restricted stock issued pursuant to the Company's 2009 Equity Incentive Plan.
- F2The weighted average sales price
- F3Includes 230,001 shares of restricted common stock granted pursuant to the issuer's 2009 Equity Incentive Plan.