SEC Form 4 · accession 0001445866-19-000234
CYNERGISTEK, INC · CTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D. Roberson
Director
Period of report
Feb 25, 2019
Accepted (ET)
Mar 11, 2019 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011432
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2019 | M | 15,000 | — | A | 15,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 25, 2019 | M | 1 | D | — | — | Common Stock | — | — | D |
Explanation of responses
- F1Restricted stock units are settled for shares of common stock on a one-on-one basis.
- F2On October 6, 2017 the reporting person was granted 10,000 restricted stock units which vested one year after the grant date.