SEC Form 4 · accession 0001445866-16-001882
CYNERGISTEK, INC · CTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Pace
Director
Period of report
Mar 31, 2016
Accepted (ET)
Apr 6, 2016 · 12:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011432
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $0.95 | Nov 3, 2011 | D | 20,000 | D | Nov 3, 2012 | Nov 3, 2021 | Common Stock | 20,000 | 0 | D |
| Option | $1.35 | Feb 2, 2012 | D | 10,000 | D | Feb 2, 2013 | Feb 2, 2022 | Common Stock | 10,000 | 0 | D |
| Option | $1.25 | Mar 15, 2012 | D | 7,500 | D | Mar 15, 2013 | Mar 15, 2022 | Common Stock | 7,500 | 0 | D |
| Option | $1.20 | May 8, 2012 | D | 5,000 | D | May 8, 2013 | May 8, 2022 | Common Stock | 5,000 | 0 | D |
| Option | $1.10 | Aug 10, 2012 | D | 22,500 | D | Aug 10, 2013 | Aug 10, 2022 | Common Stock | 22,500 | 0 | D |
| Option | $1.05 | Nov 1, 2012 | D | 5,000 | D | Nov 1, 2013 | Nov 1, 2022 | Common Stock | 5,000 | 0 | D |
| Option | $1.01 | Jan 31, 2013 | D | 5,000 | D | Jan 31, 2014 | Jan 31, 2023 | Common Stock | 5,000 | 0 | D |
| Option | $0.95 | Mar 21, 2013 | D | 2,500 | D | Mar 21, 2014 | Mar 21, 2023 | Common Stock | 2,500 | 0 | D |
| Option | $0.94 | May 2, 2013 | D | 2,500 | D | May 2, 2014 | May 2, 2023 | Common Stock | 2,500 | 0 | D |
| Option | $1.22 | Mar 26, 2015 | D | 3,000 | D | Mar 26, 2016 | Mar 26, 2025 | Common Stock | 3,000 | 0 | D |