SEC Form 4 · accession 0001445866-16-001880
CYNERGISTEK, INC · CTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Pace
Director
Period of report
Mar 31, 2016
Accepted (ET)
Apr 6, 2016 · 12:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011432
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $1.00 | Feb 4, 2010 | D | 2,500 | D | Feb 4, 2011 | Feb 4, 2020 | Common Stock | 2,500 | 0 | D |
| Option | $0.80 | Nov 5, 2009 | D | 15,000 | D | Nov 5, 2010 | Nov 5, 2019 | Common Stock | 15,000 | 0 | D |
| Option | $1.10 | Mar 18, 2010 | D | 2,500 | D | Mar 18, 2011 | Mar 18, 2020 | Common Stock | 2,500 | 0 | D |
| Option | $1.15 | May 6, 2010 | D | 2,500 | D | May 6, 2011 | May 6, 2020 | Common Stock | 2,500 | 0 | D |
| Option | $1.05 | Aug 4, 2010 | D | 7,500 | D | Aug 4, 2011 | Aug 4, 2020 | Common Stock | 7,500 | 0 | D |
| Option | $1.05 | Nov 4, 2010 | D | 7,500 | D | Nov 4, 2011 | Nov 4, 2020 | Common Stock | 7,500 | 0 | D |
| Option | $0.84 | Feb 3, 2011 | D | 7,500 | D | Feb 3, 2012 | Feb 3, 2021 | Common Stock | 7,500 | 0 | D |
| Option | $0.93 | Mar 17, 2011 | D | 2,500 | D | Mar 17, 2012 | Mar 17, 2021 | Common Stock | 2,500 | 0 | D |
| Option | $0.84 | May 4, 2011 | D | 5,000 | D | May 4, 2012 | May 4, 2021 | Common Stock | 5,000 | 0 | D |
| Option | $0.85 | Aug 4, 2011 | D | 5,000 | D | Aug 4, 2012 | Aug 4, 2021 | Common Stock | 5,000 | 0 | D |