SEC Form 4 · accession 0001445866-16-001878
CYNERGISTEK, INC · CTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Pace
Director
Period of report
Mar 31, 2016
Accepted (ET)
Apr 6, 2016 · 12:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011432
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $1.25 | Nov 8, 2007 | D | 7,500 | D | Nov 8, 2008 | Nov 8, 2017 | Common Stock | 7,500 | 0 | D |
| Option | $1.70 | Apr 2, 2008 | D | 5,000 | D | Apr 2, 2009 | Apr 2, 2018 | Common Stock | 5,000 | 0 | D |
| Option | $1.80 | Aug 7, 2008 | D | 7,500 | D | Aug 7, 2009 | Aug 7, 2018 | Common Stock | 7,500 | 0 | D |
| Option | $1.83 | May 8, 2008 | D | 2,500 | D | May 8, 2009 | May 8, 2018 | Common Stock | 2,500 | 0 | D |
| Option | $2.15 | Sep 2, 2008 | D | 7,500 | D | Sep 2, 2009 | Sep 2, 2018 | Common Stock | 7,500 | 0 | D |
| Option | $0.78 | Nov 6, 2008 | D | 2,500 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock | 2,500 | 0 | D |
| Option | $0.55 | Feb 5, 2009 | D | 7,500 | D | Feb 5, 2010 | Feb 5, 2019 | Common Stock | 7,500 | 0 | D |
| Option | $0.55 | Mar 19, 2009 | D | 7,500 | D | Mar 19, 2010 | Mar 19, 2019 | Common Stock | 7,500 | 0 | D |
| Option | $0.55 | May 7, 2009 | D | 2,500 | D | May 7, 2010 | May 7, 2019 | Common Stock | 2,500 | 0 | D |
| Option | $0.55 | Aug 5, 2009 | D | 5,000 | D | Aug 5, 2010 | Aug 5, 2019 | Common Stock | 5,000 | 0 | D |