SEC Form 4 · accession 0001445866-16-001870
CYNERGISTEK, INC · CTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph J Flynn
Officer — CEO/PRESIDENT · Director
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011432
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1 | $0.85 | Apr 1, 2016 | A | 300,000 | A | Apr 1, 2017 | Apr 1, 2026 | CommonStock | 300,000 | 0 | D |
Explanation of responses
- F1Options vest over 3 years, 33.3% per year beginning in year shown above.