SEC Form 4 · accession 0001445866-16-001579
CYNERGISTEK, INC · CTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Thomas Anthony
Officer — CFO, SECRETARY
Period of report
Feb 3, 2016
Accepted (ET)
Feb 4, 2016 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011432
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1 | $1.40 | Feb 2, 2006 | A | 75,000 | D | Feb 2, 2006 | Feb 2, 2016 | Common Stock | 75,000 | 0 | D |
| OptionF1 | $1.00 | Feb 3, 2016 | A | 75,000 | A | Feb 3, 2017 | Feb 3, 2026 | Common Stock | 75,000 | 0 | D |
Explanation of responses
- F1Options vest over 3 years, 33.3% per year beginning in year shown above. Replacement for expired 2/2/2006 Option Grants.