SEC Form 4 · accession 0001445866-15-000520
CYNERGISTEK, INC · CTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Max Poll
Director
Period of report
Apr 30, 2015
Accepted (ET)
May 6, 2015 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011432
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1 | $1.14 | Apr 30, 2015 | A | 25,000 | A | Apr 30, 2016 | Apr 30, 2025 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Options vest over 3 years, 33.3% per year beginning in year shown above. Replacement for expired 5-10-2005 Option Grants.