SEC Form 4 · accession 0001445866-15-000323
CYNERGISTEK, INC · CTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Pace
Director
Period of report
Mar 26, 2015
Accepted (ET)
Mar 30, 2015 · 8:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011432
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1 | $2.00 | Mar 15, 2005 | A | 3,000 | D | Mar 15, 2006 | Mar 15, 2015 | Common Stock | 3,000 | 0 | D |
| OptionF1 | $1.22 | Mar 26, 2015 | A | 3,000 | A | Mar 26, 2015 | Mar 26, 2025 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1Options vest over 3 years, 33.3% per year beginning in year shown above. Replacement for expired 3-15 2015 Option Grants.