SEC Form 4 · accession 0001127602-17-021498
ALTABA INC. · AABA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cathy Friedman
Director
Period of report
Jun 13, 2017
Accepted (ET)
Jun 15, 2017 · 3:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011006
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 13, 2017 | D | 8,545 | — | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash-Settled Restricted Stock UnitsF1,F2 | $0.00 | Jun 13, 2017 | A | 8,545 | A | Sep 1, 2020 | Sep 1, 2020 | Common Stock | 8,545 | 8,545 | D |
Explanation of responses
- F1Represents amendment of the Reporting Person's outstanding restricted stock unit awards (the acquisition of which was previously reported in Table I of Form 4) under the issuer's Directors' Stock Plan, changing the awards' terms from stock-settlement to cash-settlement.
- F2Each cash-settled restricted stock unit is the economic equivalent of one share of Altaba Inc. common stock.