SEC Form 4 · accession 0001127602-17-011642
ALTABA INC. · AABA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Utzschneider
Officer — Chief Revenue Officer
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011006
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2017 | S | 5,095 | $46.20 | D | 599,191 | D | |
| Common StockF2 | Mar 10, 2017 | S | 20,590 | $45.8781 | D | 578,601 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2016.
- F2This transaction was executed in multiple trades during the day at prices ranging from $45.77 to $46.20. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.