SEC Form 4 · accession 0001127602-17-010944
ALTABA INC. · AABA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth A Goldman
Officer — Chief Financial Officer
Period of report
Mar 6, 2017
Accepted (ET)
Mar 8, 2017 · 7:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011006
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2017 | A | 4,145 | $0.00 | A | 599,535 | D | |
| Common StockF2 | Mar 6, 2017 | A | 1,656 | $0.00 | A | 601,191 | D | |
| Common StockF3 | Mar 6, 2017 | A | 1,467 | $0.00 | A | 602,658 | D | |
| Common StockF4 | Mar 6, 2017 | A | 6,257 | $0.00 | A | 608,915 | D | |
| Common StockF5 | Mar 6, 2017 | F | 13,651 | $45.64 | D | 595,264 | D | |
| Common StockF6 | Mar 6, 2017 | F | 5,951 | $45.64 | D | 589,313 | D | |
| Common StockF7 | Mar 6, 2017 | F | 271 | $45.64 | D | 589,042 | D | |
| Common StockF8 | Mar 6, 2017 | F | 5,270 | $45.64 | D | 583,772 | D | |
| Common StockF9 | Mar 6, 2017 | F | 22,472 | $45.64 | D | 561,300 | D | |
| Common StockF10 | Mar 7, 2017 | F | 1,601 | $45.73 | D | 559,699 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 28, 2013, the reporting person was granted a performance-based restricted stock unit award by Yahoo! Inc. (the "Company"), a portion (or "tranche") of which was eligible to vest based on certain financial objectives for performance year 2016. The "target" number of shares subject to the award was previously reported in Table I of Form 4. On March 6, 2017, the Company determined that, based on the Company's 2016 performance, the award tranche allocated to 2016 vested at 117 percent of target. The incremental above-target vesting amount for 2016 performance is reported above.
- F10Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 3,068 restricted stock units granted to the reporting person on March 7, 2016.
- F2On February 27, 2014, the reporting person was granted a performance-based restricted stock unit award by the Company, a tranche of which was eligible to vest based on certain financial objectives for performance year 2016. The "target" number of shares subject to the award was previously reported in Table I of Form 4. On March 6, 2017, the Company determined that, based on the Company's 2016 performance, the award tranche allocated to 2016 vested at 117 percent of target. The incremental above-target vesting amount for 2016 performance is reported above.
- F3On March 6, 2015, the reporting person was granted a performance-based restricted stock unit award by the Company, a tranche of which was eligible to vest based on certain financial objectives for performance year 2016. The "target" number of shares subject to the award was previously reported in Table I of Form 4. On March 6, 2017, the Company determined that, based on the Company's 2016 performance, the award tranche allocated to 2016 vested at 117 percent of target. The incremental above-target vesting amount for 2016 performance is reported above.
- F4On March 7, 2016, the reporting person was granted a performance-based restricted stock unit award by the Company, a tranche of which was eligible to vest based on certain financial objectives for performance year 2016. The "target" number of shares subject to the award was previously reported in Table I of Form 4. On March 6, 2017, the Company determined that, based on the Company's 2016 performance, the award tranche allocated to 2016 vested at 117 percent of target. The incremental above-target vesting amount for 2016 performance is reported above.
- F5Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 28,530 restricted stock units granted to the reporting person on February 28, 2013.
- F6Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 11,403 restricted stock units granted to the reporting person on February 27, 2014.
- F7Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 720 restricted stock units granted to the reporting person on March 6, 2015.
- F8Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 10,099 restricted stock units granted to the reporting person on March 6, 2015.
- F9Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 43,065 restricted stock units granted to the reporting person on March 7, 2016.