SEC Form 4 · accession 0001127602-15-014844
ALTABA INC. · AABA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marissa A Mayer
Officer — Chief Executive Officer · Director
Period of report
Apr 16, 2015
Accepted (ET)
Apr 20, 2015 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011006
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 16, 2015 | M | 125,000 | $18.87 | A | 2,542,425 | D | |
| Common Stock | Apr 16, 2015 | S | 100,000 | $46.00 | D | 2,442,425 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F2 | $18.87 | Apr 16, 2015 | M | 125,000 | D | — | Nov 29, 2019 | Common Stock | 125,000 | 376,383 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2014.
- F2As of March 6, 2015, a total of 1,228,612 options have vested and no further options remain eligible to vest from this grant.
- F3Not applicable.