SEC Form 4 · accession 0001127602-15-004069
ALTABA INC. · AABA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan M. James
Director
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011006
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 30, 2015 | S | 19,746 | $43.9881 | D | 49,664 | D | |
| Common StockF3 | Jan 30, 2015 | S | 254 | $44.5782 | D | 49,410 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2014.
- F2This transaction was executed in multiple trades during the day at prices ranging from $43.53 to $44.52. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades during the day at prices ranging from $44.56 to $44.59. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.