SEC Form 4 · accession 0001127602-15-001642

ALTABA INC. · AABA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Jan 8, 2015

Accepted (ET)

Jan 12, 2015 · 5:06 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001011006

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jan 8, 2015	M	36,000	$18.87	A	2,295,081	D
Common Stock^F2	Jan 8, 2015	S	36,000	$49.6421	D	2,259,081	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F4,F3	$18.87	Jan 8, 2015	M	36,000	D	—	Nov 29, 2019	Common Stock	36,000	3,179,300	D

F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2013.
F2This transaction was executed in multiple trades during the day at prices ranging from $49.58 to $49.73. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3This performance-based stock option under the Yahoo! Inc. ("Company") Stock Plan vested as to 715,845 options on July 26, 2013 and 601,614 options on January 26, 2014, based on the Company's performance over the applicable performance periods. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, up to one-third (1/3) of the remaining target amount of 2,284,612 options is scheduled to vest on each of January 26, 2015, January 26, 2016 and January 26, 2017 depending on the extent to which the Company meets certain financial performance goals.
F4Not applicable.