SEC Form 4 · accession 0000902664-18-000335
ALTABA INC. · AABA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jan 18, 2018
Accepted (ET)
Jan 22, 2018 · 2:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001011006
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share ("Shares")F2,F1 | Jan 18, 2018 | S | 750,000 | $74.2795 | D | 85,173,952 | I | See Footnote |
| SharesF3,F1 | Jan 19, 2018 | S | 464,000 | $74.0791 | D | 84,709,952 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported herein are held by The Children's Investment Master Fund, a Cayman Islands exempted company (the "TCI Fund") and Talos Capital DAC, a private limited company incorporated under the laws of Ireland ("Talos"). TCI Fund Management Limited, a United Kingdom private limited company ("TCIF UK") is the investment manager of both TCI Fund and Talos. Christopher Hohn is the Managing Director of TCIF UK. The filing of this statement should not be construed as an admission that any of the Reporting Persons is, for the purposes of Sections 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of the securities reported herein. Each of the Reporting Persons disclaims beneficial ownership of the securities listed herein, except to the extent of its respective pecuniary interest therein.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.85 to $74.71 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth herein.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.71 to $74.63 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth herein.