SEC Form 4 · accession 0001209191-18-020318
FAIRMOUNT SANTROL HOLDINGS INC. · FMSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E. Conway
Director
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 14, 2018 | P | 50,000 | $4.2566 | A | 55,000 | I | See Footnote |
| Common Stock | holding | — | — | — | 56,549 | D | ||
| Common StockF2 | holding | — | — | — | 491,450 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 199,580 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1William E. Conway IRA Standard - "Traditional" IRA.
- F2William E. Conway, Trustee of the Under Trust Agreement dated March 10, 1992.
- F3Spouse of Mary F. Conway, Trustee under the Mary F. Conway Declaration of Trust dated December 13, 1980, as modified. As the spouse of the trustee, Mr. Conway is deemed to have voting and investment power over these shares.