SEC Form 4 · accession 0001209191-18-019930
FAIRMOUNT SANTROL HOLDINGS INC. · FMSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F Biehl
Officer — EVP,CFO,Asst. Sec & Treasurer
Period of report
Mar 13, 2018
Accepted (ET)
Mar 15, 2018 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2018 | M | 50,616 | $3.53 | A | 204,641 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $3.53 | Mar 13, 2018 | M | 50,616 | D | May 4, 2017 | May 4, 2026 | Common Stock | 50,616 | 135,884 | D |
Explanation of responses
- F1Includes an aggregate of 118,141 restricted stock units.