SEC Form 4 · accession 0001209191-18-016535
FAIRMOUNT SANTROL HOLDINGS INC. · FMSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jenniffer D. Deckard
Officer — President and CEO · Director
Period of report
Mar 2, 2018
Accepted (ET)
Mar 5, 2018 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 2, 2018 | S | 5,914 | $4.455 | D | 78,527 | D | |
| Common StockF4 | Mar 2, 2018 | S | 536 | $4.455 | D | 7,306 | I | By Spouse |
| Common Stock | holding | — | — | — | 2,098,268 | I | As trustee of Jenniffer D. Deckard Family Trust U/A/D dated February 28, 2010 | |
| Common Stock | holding | — | — | — | 857,888 | I | As trustee of the Abbey Jo Deckard Trust | |
| Common Stock | holding | — | — | — | 857,888 | I | As trustee of the Connor John Deckard Trust | |
| Common Stock | holding | — | — | — | 102,000 | I | As trustee of Daryl K. Deckard Irrevocable Trust dated August 29, 2014 | |
| Common Stock | holding | — | — | — | 353,600 | I | As spouse to the trustee of Jenniffer D. Deckard Irrevocable Trust dated December 27, 2012 | |
| Common Stock | holding | — | — | — | 386,563 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reflects the number of shares of Common Stock sold pursuant to the terms of the Restricted Stock Unit Agreement and in accordance with the Fairmount Santrol Holdings Inc. 2014 Long Term Incentive Plan, to satisfy the reporting person's tax withholding obligations upon the vesting of 19,025 restricted stock units on March 1, 2018.
- F2Includes an aggregate of 57,161 restricted stock units.
- F3The transaction reflects the number of shares of Common Stock sold pursuant to the terms of the Restricted Stock Unit Agreement and in accordance with the Fairmount Santrol Holdings Inc. 2014 Long Term Incentive Plan, to satisfy the reporting person's tax withholding obligations upon the vesting of 1,550 restricted stock units.
- F4Includes an aggregate of 5,640 restricted stock units.