SEC Form 4 · accession 0001209191-18-016511
FAIRMOUNT SANTROL HOLDINGS INC. · FMSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald L. Clancey
Officer — EVP & Chief Commercial Officer
Period of report
Mar 2, 2018
Accepted (ET)
Mar 5, 2018 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 2, 2018 | S | 4,338 | $4.455 | D | 421,556 | D | |
| Common Stock | holding | — | — | — | 2,242,468 | I | Gerald L. Clancey Trust No. 1 | |
| Common Stock | holding | — | — | — | 100,436 | I | Gerald L. Clancey Grantor Retained Annuity Trust No. 1 | |
| Common Stock | holding | — | — | — | 442,000 | I | Gerald L. Clancey Irrevocable Trust dated December 13, 2012 | |
| Common Stock | holding | — | — | — | 442,000 | I | The Connie J. Clancey Irrevocable Trust for the benefit of Gerald L. Clancey | |
| Common Stock | holding | — | — | — | 326,430 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reflects the number of shares of Common Stock sold pursuant to the terms of the Restricted Stock Unit Agreement and in accordance with the Fairmount Santrol Holdings Inc. 2014 Long Term Incentive Plan, to satisfy the reporting person's tax withholding obligations upon the vesting of 12,375 restricted stock units on March 1, 2018.
- F2Includes an aggregate of 107,461 restricted stock units.