SEC Form 4 · accession 0001209191-17-031894
FAIRMOUNT SANTROL HOLDINGS INC. · FMSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E. Conway
Director
Period of report
May 10, 2017
Accepted (ET)
May 12, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2017 | A | 18,083 | $0.00 | A | 56,549 | D | |
| Common StockF1 | holding | — | — | — | 491,450 | I | See Footnote | |
| Common StockF2 | holding | — | — | — | 199,580 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 5,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1William E. Conway, Trustee of the Under Trust Agreement dated March 10, 1992.
- F2Spouse of Mary F. Conway, Trustee under the Mary F. Conway Declaration of Trust dated December 13, 1980, as modified. As the spouse of the trustee, Mr. Conway is deemed to have voting and investment power over these shares.
- F3William E. Conway IRA Standard - "Traditional" IRA.