SEC Form 4 · accession 0001209191-16-118174
FAIRMOUNT SANTROL HOLDINGS INC. · FMSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F Biehl
Officer — EVP,CFO,Asst. Sec & Treasurer
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2016 | A | 134,821 | $0.00 | A | 147,321 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $3.53 | May 4, 2016 | A | 152,000 | A | — | May 4, 2026 | Common Stock | 152,000 | 152,000 | D |
Explanation of responses
- F1The reporting person was granted 134,821 restricted stock units. The restricted stock units vest in 1/4 increments commencing one year after the date of grant.
- F2The options vest and become exercisable in 1/3 increments commencing one year after the date of grant.