SEC Form 4 · accession 0001209191-16-105306
FAIRMOUNT SANTROL HOLDINGS INC. · FMSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Magaud
Officer — EVP-Strategy & Development
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2016 | A | 30,000 | $0.00 | A | 41,332 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $2.04 | Mar 1, 2016 | A | 72,000 | A | — | Mar 1, 2026 | Common Stock | 72,000 | 153,040 | D |
Explanation of responses
- F1The reporting person was granted 30,000 restricted stock units. The restricted stock units vest in 1/4 increments commencing one year after the date of grant.
- F2The total number of shares of Common Stock represent grants of restricted stock units.
- F3The options vest and become exercisable in 1/3 increments commencing one year after the date of grant.