SEC Form 4 · accession 0001209191-16-105302
FAIRMOUNT SANTROL HOLDINGS INC. · FMSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph D. Fodo
Officer — Executive VP and COO
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010858
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $2.04 | Mar 1, 2016 | A | 72,000 | A | — | Mar 1, 2026 | Common Stock | 72,000 | 2,493,994 | D |
Explanation of responses
- F1The options vest and become exercisable in 1/3 increments commencing one year after the date of grant.