SEC Form 4 · accession 0001209191-15-005436
FAIRMOUNT SANTROL HOLDINGS INC. · FMSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jenniffer D. Deckard
Officer — President and CEO · Director
Period of report
Jan 16, 2015
Accepted (ET)
Jan 21, 2015 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 16, 2015 | I | 382,123 | $6.92 | A | 382,123 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired under the Company's 401(k) plan since the reporting person's last ownership report in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(f). These shares were acquired in connection with the merger of the Company's Employee Stock Bonus Plan into the Company's 401(k) plan, and are now indirectly beneficially held by the reporting person.