SEC Form 4/A · accession 0001140361-18-025346
FAIRMOUNT SANTROL HOLDINGS INC. · FMSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
American Securities Partners V, L.P.
10% Owner
AMERICAN SECURITIES LLC
10% Owner
ASP FML Co-Invest I, LLC
10% Owner
ASP FML Investco, LLC
10% Owner
ASP FML Holdings, LLC
10% Owner
ASP Manager Corp.
10% Owner
Period of report
Dec 7, 2016
Accepted (ET)
May 23, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 7, 2016 | S | 23,000,000 | $8.5375 | D | 48,156,624 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are directly owned by ASP FML Holdings, LLC ("ASPFMLHoldings") and may also be deemed to be indirectly beneficially owned by: (i) ASP FML Investco, LLC ("ASPFMLInvestco"), the owner of a majority of the membership interests in ASPFMLHoldings; (ii) American Securities Partners V, L.P., American Securities Partners V(B), L.P. and American Securities Partners V(C), L.P. (each, a "Sponsor") and ASP FML Co-Invest I, LLC ("ASPFMLCoinvest"), the owners of a majority of the membership interests in ASPFMLInvestco; and (iii) American Securities Associates V, LLC ("GP"), the general partner of each Sponsor. American Securities LLC ("ASLLC") provides investment advisory services to each Sponsor and to the GP. ASP Manager Corp., a wholly owned subsidiary of ASLLC, is the manager of ASPFML Holdings, ASPFMLInvestco and ASPFMLCoinvest.
- F2Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Remarks
(1) See Exhibit 99.1, Joint Filer Information, incorporated herein by reference. (2) This amendment on Form 4 is being filed solely to correct an inadvertent error on the original filing made on December 9, 2016 (the "Original Filing"), which indicated that the Reporting Persons are no longer subject to Section 16. No other information has changed from the Original Filing.