SEC Form 4 · accession 0001127602-18-012711
SYKES ENTERPRISES INC · SYKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Pearson
Officer — Executive Vice President
Period of report
Mar 16, 2018
Accepted (ET)
Mar 26, 2018 · 12:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2018 | M | 7,991 | $19.69 | A | 65,606 | D | |
| Common Stock | Mar 16, 2018 | D | 5,034 | $31.26 | D | 60,572 | D | |
| Common Stock | Mar 16, 2018 | F | 810 | $31.26 | D | 59,762 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $19.69 | Mar 16, 2018 | M | 7,991 | D | — | — | Common Stock | 7,991 | 0 | D |
| Phantom StockF3,F4,F2 | — | holding | — | — | — | — | — | Common Stock | 11,029 | 11,029 | D |
| Restricted StockF3,F5,F2 | — | holding | — | — | — | — | — | Common Stock | 24,079 | 24,079 | D |
Explanation of responses
- F1Stock Appreciation Rights, which have a ten-year term become exercisable in three equal installments beginning January 5, 2009.
- F2Various
- F31-for-1
- F4Represents the Issuer's matching contributions, which vest and are payable pursuant to the Issuer's 2005 Deferred Compensation Plan, as amended.
- F5Represents restricted stock issued pursuant to the Issuer's 2001 Equity Incentive Plan, and 2011 Equity Incentive Plan.