SEC Form 4 · accession 0001127602-18-012709
SYKES ENTERPRISES INC · SYKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T Holder
Officer — Executive VP & Secretary
Period of report
Mar 19, 2018
Accepted (ET)
Mar 26, 2018 · 11:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2018 | M | 3,975 | $25.06 | A | 31,496 | D | |
| Common Stock | Mar 19, 2018 | D | 3,175 | $31.38 | D | 28,321 | D | |
| Common Stock | Mar 19, 2018 | F | 315 | $31.38 | D | 28,006 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | — | Mar 19, 2018 | M | 3,975 | D | — | — | Common Stock | 3,975 | 0 | D |
| Phantom StockF3,F4,F2 | — | holding | — | — | — | — | — | Common Stock | 7,633 | 7,633 | D |
| Restricted StockF3,F5,F2 | — | holding | — | — | — | — | — | Common Stock | 26,259 | 26,259 | D |
Explanation of responses
- F1Stock Appreciation Rights, which have a ten-year term exercisable in three equal installments beginning April 3, 2016
- F2Various
- F31-for-1
- F4The shares of phantom stock become payable, pursuant to the terms and conditions set forth in the Company's 2005 Deferred Contribution Plan
- F5Represents restricted stock issued pursuant to the Issuer's 2001 Equity Incentive Plan, and 2011 Equity Incentive Plan.