SEC Form 4 · accession 0001127602-17-022032
SYKES ENTERPRISES INC · SYKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles E Sykes
Officer — CEO & President
Period of report
Jun 6, 2017
Accepted (ET)
Jun 22, 2017 · 10:24 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2017 | M | 34,723 | $19.77 | A | 365,309 | D | |
| Common Stock | Jun 6, 2017 | D | 20,622 | $33.29 | D | 344,687 | D | |
| Common Stock | Jun 6, 2017 | F | 5,916 | $33.29 | D | 338,771 | D | |
| Common Stock | Jun 6, 2017 | M | 31,579 | $25.06 | A | 370,350 | D | |
| Common Stock | Jun 6, 2017 | D | 23,772 | $33.29 | D | 346,578 | D | |
| Common Stock | Jun 6, 2017 | F | 3,276 | $33.29 | D | 343,302 | D | |
| Common Stock | Jun 6, 2017 | M | 36,458 | $30.32 | A | 379,760 | D | |
| Common Stock | Jun 6, 2017 | D | 33,206 | $33.29 | D | 346,554 | D | |
| Common Stock | Jun 6, 2017 | F | 1,365 | $33.29 | D | 345,189 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2,F3 | — | Jun 6, 2017 | M | 34,723 | D | — | — | Common Stock | 34,723 | 0 | D |
| Stock Appreciation RightsF1,F4,F3 | — | Jun 6, 2017 | M | 31,579 | D | — | — | Common Stock | 31,579 | 0 | D |
| Stock Appreciation RightsF5 | $30.32 | Jun 6, 2017 | M | 36,458 | D | — | Apr 4, 2026 | Common Stock | 36,458 | 72,917 | D |
| Phantom StockF1,F6,F3 | — | holding | — | — | — | — | — | Common Stock | 8,235 | 8,235 | D |
| Restricted StockF1,F7,F3 | $0.00 | holding | — | — | — | — | — | Common Stock | 332,508 | 332,508 | D |
Explanation of responses
- F11-for-1
- F2Stock Appreciation Rights, which have a ten-year term become exercisable in three equal installments beginning March 28, 2015.
- F3Various
- F4Stock Appreciation Rights, which have a ten-year term exercisable in three equal installments beginning April 3, 2016.
- F5Stock Appreciation Rights, which have a ten-year term become exercisable in three equal installments beginning April 4, 2017.
- F6Represents the Issuer's matching contributions, which vest and are payable pursuant to the Issuer's 2005 Deferred Compensation Plan, as amended.
- F7Represents restricted stock issued pursuant to the Issuer's Equity Incentive Plan, and 2011 Equity Incentive Plan.