SEC Form 4 · accession 0001127602-17-018920
SYKES ENTERPRISES INC · SYKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jenna Nelson
Officer — Executive Vice President
Period of report
May 17, 2017
Accepted (ET)
May 22, 2017 · 10:41 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 17, 2017 | M | 4,093 | $15.25 | A | 15,041 | D | |
| Common Stock | May 17, 2017 | D | 1,865 | $33.47 | D | 13,176 | D | |
| Common Stock | May 17, 2017 | F | 610 | $33.47 | D | 12,566 | D | |
| Common Stock | May 17, 2017 | M | 3,456 | $19.77 | A | 16,022 | D | |
| Common Stock | May 17, 2017 | D | 2,042 | $33.47 | D | 13,980 | D | |
| Common Stock | May 17, 2017 | F | 387 | $33.47 | D | 13,593 | D | |
| Common Stock | May 17, 2017 | M | 3,457 | $19.77 | A | 17,050 | D | |
| Common Stock | May 17, 2017 | D | 2,042 | $33.47 | D | 15,088 | D | |
| Common Stock | May 17, 2017 | F | 388 | $33.47 | D | 14,620 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $15.25 | May 17, 2017 | M | 4,093 | D | — | — | Common Stock | 4,093 | 15,041 | D |
| Stock Appreciation RightsF3,F2 | $19.77 | May 17, 2017 | M | 3,456 | D | — | — | Common Stock | 3,456 | 16,022 | D |
| Stock Appreciation RightsF3,F2 | $19.77 | May 17, 2017 | M | 3,457 | D | — | — | Common Stock | 3,457 | 17,050 | D |
| Restricted StockF4,F5,F2 | — | holding | — | — | — | — | — | Common Stock | 32,948 | 32,948 | D |
| Phantom StockF4,F6,F2 | — | holding | — | — | — | — | — | Common Stock | 15,258 | 15,258 | D |
Explanation of responses
- F1Stock Appreciation Rights, which have a ten-year term become exercisable in three equal installments beginning March 26, 2013
- F2Various
- F3Stock Appreciation Rights, which have a ten-year term become exercisable in three equal installments beginning March 28, 2014.
- F41-for-1
- F5Represents restricted stock issued pursuant to Issuer's Equity Incentive Plan, and 2011 Equity Incentive Plan.
- F6Represents the Issuer's matching contributions, which vest and are payable to the Issuer's 2005 Deferred Compensation Plan, as amended.