SEC Form 4 · accession 0001127602-17-018910
SYKES ENTERPRISES INC · SYKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T Holder
Officer — Executive VP & Secretary
Period of report
May 17, 2017
Accepted (ET)
May 22, 2017 · 10:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 17, 2017 | M | 4,558 | $30.32 | A | 25,867 | D | |
| Common Stock | May 17, 2017 | D | 4,130 | $33.47 | D | 21,737 | D | |
| Common Stock | May 17, 2017 | F | 118 | $33.47 | D | 21,619 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $30.32 | May 17, 2017 | M | 4,558 | D | — | Apr 4, 2026 | Common Stock | 4,558 | 9,116 | D |
| Phantom StockF2,F3,F4 | — | holding | — | — | — | — | — | Common Stock | 7,358 | 7,358 | D |
| Restricted StockF2,F5,F4 | — | holding | — | — | — | — | — | Common Stock | 41,671 | 41,671 | D |
Explanation of responses
- F1Stock Appreciation Rights, which have a ten-year term exercisable in three equal installments beginning April 4, 2017.
- F21-for-1
- F3Represents the Issuer's matching contributions, which vest and are payable pursuant to the Issuer's 2005 Deferred Compensation Plan, as amended.
- F4Various
- F5Represents restricted stock issued pursuant to the Issuer's 2001 Equity Incentive Plan, and 2011 Equity Incentive Plan.