SEC Form 4 · accession 0001127602-17-018022
SYKES ENTERPRISES INC · SYKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Zingale
Officer — Executive Vice President
Period of report
May 10, 2017
Accepted (ET)
May 15, 2017 · 12:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2017 | M | 4,907 | $23.88 | A | 46,458 | D | |
| Common Stock | May 10, 2017 | D | 3,547 | $33.04 | D | 42,911 | D | |
| Common Stock | May 10, 2017 | F | 571 | $33.04 | D | 42,340 | D | |
| Common Stock | May 10, 2017 | M | 4,907 | $23.88 | A | 47,247 | D | |
| Common Stock | May 10, 2017 | D | 3,547 | $33.04 | D | 43,700 | D | |
| Common Stock | May 10, 2017 | F | 571 | $33.04 | D | 43,129 | D | |
| Common Stock | May 10, 2017 | M | 4,907 | $23.88 | A | 48,036 | D | |
| Common Stock | May 10, 2017 | D | 3,547 | $33.04 | D | 44,489 | D | |
| Common Stock | May 10, 2017 | F | 571 | $33.04 | D | 43,918 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $23.88 | May 10, 2017 | M | 4,907 | D | — | — | Common Stock | 4,907 | 46,458 | D |
| Stock Appreciation RightsF1,F2 | $23.88 | May 10, 2017 | M | 4,907 | D | — | — | Common Stock | 4,907 | 42,340 | D |
| Stock Appreciation RightsF1,F2 | $23.88 | May 10, 2017 | M | 4,907 | D | — | — | Common Stock | 4,907 | 43,129 | D |
| Phantom StockF3,F4,F2 | — | holding | — | — | — | — | — | Common Stock | 5,921 | 5,921 | D |
| Restricted StockF3,F5,F2 | — | holding | — | — | — | — | — | Common Stock | 104,743 | 104,743 | D |
Explanation of responses
- F1Stock Appreciation Rights which have a ten-year term exercisable in three equal installments beginning March 5, 2011.
- F2Various
- F31-for-1
- F4Represents the Issuer's matching contributions, which vest and are payable to the Issuer's 2005 Deferred Compensation Plan, as amended.
- F5Represents restricted stock issued pursuant to the Issuer's Equity Incentive Plan, and 2011 Equity Incentive Plan.