SEC Form 4 · accession 0001127602-17-013115
SYKES ENTERPRISES INC · SYKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Chapman
Officer — EVP & CFO
Period of report
Mar 28, 2017
Accepted (ET)
Mar 29, 2017 · 9:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 28, 2017 | M | 4,583 | $19.77 | A | 19,501 | D | |
| Common Stock | Mar 28, 2017 | D | 3,218 | $28.97 | D | 16,283 | D | |
| Common Stock | Mar 28, 2017 | F | 398 | $28.97 | D | 15,885 | D | |
| Common Stock | Mar 28, 2017 | M | 4,583 | $19.77 | A | 20,468 | D | |
| Common Stock | Mar 28, 2017 | D | 3,218 | $28.97 | D | 17,250 | D | |
| Common Stock | Mar 28, 2017 | F | 398 | $28.97 | D | 16,852 | D | |
| Common Stock | Mar 28, 2017 | M | 4,584 | $19.77 | A | 21,436 | D | |
| Common Stock | Mar 28, 2017 | D | 3,129 | $28.97 | D | 18,307 | D | |
| Common Stock | Mar 28, 2017 | F | 398 | $28.97 | D | 17,909 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $19.77 | Mar 28, 2017 | M | 4,583 | D | — | — | Common Stock | 4,583 | 9,167 | D |
| Stock Appreciation RightsF1,F2 | $19.77 | Mar 28, 2017 | M | 4,583 | D | — | — | Common Stock | 4,583 | 4,584 | D |
| Stock Appreciation RightsF1,F2 | $19.77 | Mar 28, 2017 | M | 4,584 | D | — | — | Common Stock | 4,584 | 0 | D |
Explanation of responses
- F1Stock Appreciation Rights, which have a ten-year term become exercisable in three equal installments beginning March 28, 2015.
- F2Various