SEC Form 4 · accession 0001127602-17-012998
SYKES ENTERPRISES INC · SYKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T Holder
Officer — Executive VP & Secretary
Period of report
Mar 24, 2017
Accepted (ET)
Mar 28, 2017 · 10:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 24, 2017 | M | 4,255 | $19.77 | A | 32,384 | D | |
| Common Stock | Mar 24, 2017 | D | 2,847 | $29.55 | D | 29,537 | D | |
| Common Stock | Mar 24, 2017 | F | 386 | $29.55 | D | 29,151 | D | |
| Common Stock | Mar 24, 2017 | M | 3,974 | $25.06 | A | 33,125 | D | |
| Common Stock | Mar 24, 2017 | D | 3,371 | $29.55 | D | 29,754 | D | |
| Common Stock | Mar 24, 2017 | F | 165 | $29.55 | D | 29,589 | D | |
| Common Stock | Mar 24, 2017 | M | 3,974 | $25.06 | A | 33,563 | D | |
| Common Stock | Mar 24, 2017 | D | 3,371 | $29.55 | D | 30,192 | D | |
| Common Stock | Mar 24, 2017 | F | 165 | $29.55 | D | 30,027 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $19.77 | Mar 24, 2017 | M | 4,255 | D | — | — | Common Stock | 4,255 | 0 | D |
| Stock Appreciation RightsF3,F2 | $25.06 | Mar 24, 2017 | M | 3,974 | D | — | — | Common Stock | 3,974 | 0 | D |
| Stock Appreciation RightsF3,F2 | $25.06 | Mar 24, 2017 | M | 3,974 | D | — | — | Common Stock | 3,974 | 0 | D |
| Restricted StockF4,F5,F2 | — | holding | — | — | — | — | — | Common Stock | 123,765 | 123,765 | D |
| Phantom StockF4,F6,F2 | — | holding | — | — | — | — | — | Common Stock | 4,750 | 4,750 | D |
Explanation of responses
- F1Stock Appreciation Rights, which have a ten-year term exercisable in three equal installments beginning March 28, 2015.
- F2Various
- F3Stock Appreciation Rights, which have a ten-year term exercisable in three equal installments beginning April 3, 2016
- F41-for-1
- F5Represents restricted stock issued pursuant to the Issuer's 2001 Equity Incentive Plan, and 2011 Equity Incentive Plan.
- F6Represents the Issuer's matching contributions, which vest and are payable pursuant to the Issuer's 2005 Deferred Compensation Plan, as amended.