SEC Form 4 · accession 0001127602-16-048917
SYKES ENTERPRISES INC · SYKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles E Sykes
Officer — CEO & President
Period of report
Apr 4, 2016
Accepted (ET)
Apr 6, 2016 · 10:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 4, 2016 | M | 41,119 | $15.25 | A | 324,840 | D | |
| Common Stock | Apr 4, 2016 | D | 20,682 | $30.32 | D | 304,158 | D | |
| Common Stock | Apr 4, 2016 | F | 8,574 | $30.32 | D | 295,584 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $15.25 | Apr 4, 2016 | M | 41,119 | D | — | — | Common Stock | 41,119 | 41,119 | D |
| Restricted StockF3,F4,F2 | $15.25 | holding | — | — | — | — | — | Common Stock | 196,721 | 196,721 | D |
| Phantom StockF3,F5,F2 | — | holding | — | — | — | — | — | Common Stock | 2,758 | 2,758 | D |
Explanation of responses
- F1Stock Appreciation Rights, which have a ten-year term exercisable in three equal installments, beginning March 26, 2014.
- F2Various
- F31-for-1
- F4Represents restricted stock issued pursuant to the Issuer's Equity Incentive Plan, and 2011 Equity Incentive Plan.
- F5Represents the Issuer's matching contributions, which vest and are payable pursuant to the Issuer's 2005 Deferred Compensation Plan, as amended.