SEC Form 4 · accession 0001127602-16-048079
SYKES ENTERPRISES INC · SYKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T Holder
Officer — Executive VP & Secretary
Period of report
Apr 1, 2016
Accepted (ET)
Apr 1, 2016 · 3:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2016 | M | 5,039 | $15.25 | A | 30,373 | D | |
| Common Stock | Apr 1, 2016 | D | 2,523 | $30.46 | D | 27,850 | D | |
| Common Stock | Apr 1, 2016 | F | 689 | $30.46 | D | 27,161 | D | |
| Common Stock | Apr 1, 2016 | M | 4,255 | $19.77 | A | 31,416 | D | |
| Common Stock | Apr 1, 2016 | D | 2,762 | $30.46 | D | 28,654 | D | |
| Common Stock | Apr 1, 2016 | F | 409 | $30.46 | D | 28,245 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $15.25 | Apr 1, 2016 | M | 5,039 | D | — | — | Common Stock | 5,039 | 0 | D |
| Stock Appreciation RightsF3,F2 | $19.77 | Apr 1, 2016 | M | 4,255 | D | — | — | Common Stock | 4,255 | 0 | D |
| Restricted StockF4,F5,F2 | — | holding | — | — | — | — | — | Common Stock | 49,468 | 49,468 | D |
| Phantom StockF4,F6,F2 | — | holding | — | — | — | — | — | Common Stock | 5,685 | 5,685 | D |
Explanation of responses
- F1Stock Appreciation Rights, which have a ten-year term exercisable in three equal installments beginning March 26, 2014.
- F2Various
- F3Stock Appreciation Rights, which have a ten-year term exercisable in three equal installments beginning March 28, 2015.
- F41-for-1
- F5Represents restricted stock issued pursuant to the Issuer's 2001 Equity Incentive Plan, and 2011 Equity Incentive Plan.
- F6The shares of phantom stock become payable, pursuant to the terms and conditions set forth in the Company's 2005 Deferred Contribution Plan