SEC Form 4 · accession 0001127602-15-031078
SYKES ENTERPRISES INC · SYKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Zingale
Officer — Executive Vice President
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 9:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2015 | M | 13,501 | $19.69 | A | 55,429 | D | |
| Common Stock | Nov 9, 2015 | D | 8,408 | $31.62 | D | 47,021 | D | |
| Common Stock | Nov 9, 2015 | F | 2,137 | $31.62 | D | 44,884 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $19.69 | Nov 9, 2015 | M | 13,501 | D | — | — | Common Stock | 13,501 | 0 | D |
| Restricted StockF3,F4,F2 | — | holding | — | — | — | — | — | Common Stock | 123,765 | 123,765 | D |
| Phantom StockF3,F5,F2 | — | holding | — | — | — | — | — | Common Stock | 5,053 | 5,053 | D |
Explanation of responses
- F1Stock Appreciation Rights, which have a ten-year term exercisable in three equal installments beginning January 5, 2010.
- F2Various
- F31-for-1
- F4Represents restricted stock issued pursuant to the Issuer's Equity Incentive Plan, and 2011 Equity Incentive Plan.
- F5Represents the Issuer's matching contributions, which vest and are payable to the Issuer's 2005 Deferred Compensation Plan, as amended.