SEC Form 4 · accession 0001127602-15-030564
SYKES ENTERPRISES INC · SYKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Pearson
Officer — Executive Vice President
Period of report
Nov 6, 2015
Accepted (ET)
Nov 6, 2015 · 2:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2015 | M | 5,440 | $17.64 | A | 28,810 | D | |
| Common Stock | Nov 6, 2015 | D | 3,127 | $30.69 | D | 25,683 | D | |
| Common Stock | Nov 6, 2015 | F | 633 | $30.69 | D | 25,050 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $17.64 | Nov 6, 2015 | M | 5,440 | D | — | — | Common Stock | 5,440 | 0 | D |
| Restricted StockF3,F4,F2 | — | holding | — | — | — | — | — | Common Stock | 47,014 | 47,014 | D |
| Phantom StockF3,F5,F2 | — | holding | — | — | — | — | — | Common Stock | 2,409 | 2,409 | D |
Explanation of responses
- F1Stock Appreciation Rights, which have a ten-year term exercisable in three equal installments beginning January 2, 2008.
- F2Various
- F31-for-1
- F4Represents restricted stock issued pursuant to the Issuer's 2001 Equity Incentive Plan, and 2011 Equity Incentive Plan.
- F5The shares of phantom stock become payable, pursuant to the terms and conditions set forth in the Company's 2005 Deferred Contribution Plan.