SEC Form 4 · accession 0001127602-15-025299
SYKES ENTERPRISES INC · SYKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles E Sykes
Officer — CEO & President
Period of report
Aug 18, 2015
Accepted (ET)
Aug 19, 2015 · 11:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2015 | M | 88,028 | $18.67 | A | 212,602 | D | |
| Common Stock | Aug 18, 2015 | D | 63,554 | $25.86 | D | 149,048 | D | |
| Common Stock | Aug 18, 2015 | F | 10,267 | $25.86 | D | 138,781 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $18.67 | Aug 18, 2015 | M | 88,028 | D | — | — | Common Stock | 88,028 | 0 | D |
| Restricted StockF3,F4 | $0.00 | holding | — | — | — | — | — | Common Stock | 0 | 0 | D |
| Phantom StockF4,F5,F2 | — | holding | — | — | — | — | — | Common Stock | 2,361 | 2,361 | D |
Explanation of responses
- F1Stock Appreciation Rights, which have a ten-year term exercisable in three equal installments, beginning March 7, 2011.
- F2Various
- F3Represents restricted stock issued pursuant to the Issuer's 2001 Equity Incentive Plan, and 2011 Equity Incentive Plan.
- F41-for-1
- F5Represents the Issuer's matching contributions, which vest and are payable pursuant to the Issuer's 2005 Deferred Compensation Plan, as amended.