SEC Form 4 · accession 0001127602-15-025293
SYKES ENTERPRISES INC · SYKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles E Sykes
Officer — CEO & President
Period of report
Aug 18, 2015
Accepted (ET)
Aug 19, 2015 · 11:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2015 | M | 67,947 | $19.69 | A | 180,917 | D | |
| Common Stock | Aug 18, 2015 | D | 51,736 | $25.86 | D | 129,181 | D | |
| Common Stock | Aug 18, 2015 | F | 6,801 | $25.86 | D | 122,380 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted StockF1 | $19.69 | Aug 18, 2015 | M | 67,947 | D | — | — | Common Stock | 67,947 | 0 | D |
| Restricted StockF2 | $0.00 | holding | — | — | — | — | — | Common Stock | 0 | 0 | D |
| Phantom StockF3,F4,F5,F6 | — | holding | — | — | — | — | — | Common Stock | 2,361 | 2,361 | D |
Explanation of responses
- F1The restricted stock was granted to the Reporting Person pursuant to the Issuer's 2001 Equity Incentive Plan and vesting is subject to previously established specific performance criteria through March 16, 2012.
- F2The Restricted Stock was granted to reporting person pursuant to the Issuer's 2011 Equity Incentive Plan and vesting is subject to previously established specific performance criteria.
- F31-for-1
- F4The shares of phantom stock become payable pursuant to the terms and conditions set forth in the Company's 2005 Deferred Contribution Plan.
- F5The shares of phantom stock become payable, in cash or common stock, pursuant to the terms and conditions set forth in the Company's 1998 Deferred Compensation Plan, as amended.
- F6The shares of phantom stock become payable, pursuant to the terms and conditions set forth in the Issuer's 1998 Deferred Compensation Plan, as amended.