SEC Form 4 · accession 0001127602-15-012507
SYKES ENTERPRISES INC · SYKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T Holder
Officer — Executive VP & Secretary
Period of report
Mar 24, 2015
Accepted (ET)
Mar 25, 2015 · 12:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 24, 2015 | M | 3,991 | $15.21 | A | 13,597 | D | |
| Common Stock | Mar 24, 2015 | D | 2,468 | $24.60 | D | 11,129 | D | |
| Common Stock | Mar 24, 2015 | F | 417 | $24.60 | D | 10,712 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $15.21 | Mar 24, 2015 | M | 3,991 | D | — | — | Common Stock | 3,991 | 2,753 | D |
| Restricted StockF3,F4,F2 | — | holding | — | — | — | — | — | Common Stock | 49,468 | 49,468 | D |
| Phantom StockF3,F5,F2 | — | holding | — | — | — | — | — | Common Stock | 5,685 | 5,685 | D |
Explanation of responses
- F1Stock Appreciation Rights, which have a ten-year term become exercisable in three equal installments beginning in March 21, 2013.
- F2Various
- F31-for-1
- F4Represents restricted stock issued pursuant to the Issuer's 2001 Equity Incentive Plan, and 2011 Equity Incentive Plan.
- F5The shares of phantom stock become payable, pursuant to the terms and conditions set forth in the Company's 2005 Deferred Contribution Plan