SEC Form 4 · accession 0001127602-15-011937
SYKES ENTERPRISES INC · SYKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Zingale
Officer — Executive Vice President
Period of report
Mar 18, 2015
Accepted (ET)
Mar 19, 2015 · 10:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 18, 2015 | M | 26,316 | $15.25 | A | 67,756 | D | |
| Common Stock | Mar 18, 2015 | D | 16,715 | $24.01 | D | 51,041 | D | |
| Common Stock | Mar 18, 2015 | F | 2,626 | $24.01 | D | 48,415 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $15.25 | Mar 18, 2015 | M | 26,316 | D | — | — | Common Stock | 26,316 | 75,584 | D |
| Restricted StockF3,F4,F2 | — | holding | — | — | — | — | — | Common Stock | 123,765 | 123,765 | D |
| Phantom StockF3,F5,F2 | — | holding | — | — | — | — | — | Common Stock | 4,310 | 4,310 | D |
Explanation of responses
- F1Stock Appreciation Rights, which have a ten-year term become exercisable in three equal installments beginning in March 26, 2013.
- F2Various
- F31-for-1
- F4Represents restricted stock issued pursuant to the Issuer's Equity Incentive Plan, and 2011 Equity Incentive Plan.
- F5Represents the Issuer's matching contributions, which vest and are payable to the Issuer's 2005 Deferred Compensation Plan, as amended.