SEC Form 4 · accession 0000939057-17-000467
PROVIDENT FINANCIAL HOLDINGS INC · PROV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy Taylor
Director
Period of report
Nov 7, 2017
Accepted (ET)
Nov 9, 2017 · 10:42 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01F1,F2 | Nov 7, 2017 | S | 7,107 | $19.04 | D | 78,797 | D | |
| Common Stock, Par Value $0.01F1,F2 | Nov 8, 2017 | S | 3,105 | $19.00 | D | 75,692 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The total ownership of 75,692 shares includes the 1,000 share restricted stock award of January 9, 2017 with 500 shares vesting on January 9, 2018 and 500 shares vesting on January 9, 2019.
- F2The total ownership has been reduced by 5,000 shares to correct a previously undiscovered arithmetic error in prior filings.