SEC Form 4 · accession 0000939057-17-000327
PROVIDENT FINANCIAL HOLDINGS INC · PROV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Thomas
Director
Period of report
Jul 27, 2017
Accepted (ET)
Jul 28, 2017 · 3:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01F1 | Jul 27, 2017 | W | 4,075 | $0.00 | A | 4,075 | D | |
| Common Stock, Par Value $0.01F2 | holding | — | — | — | 86,473 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Subsequent to the death of the reporting person's mother, these shares were placed in a living trust as to which the reporting person is the sole trustee with power of appointment.
- F2The total direct ownership of 86,473 shares includes 1,000 share restricted stock award of January 9, 2017 with 500 shares vesting on January 9, 2018 and 500 shares vesting on January 9, 2019; and 10,571 shares in the William E. Thomas, Inc. Profit Sharing Plan.