SEC Form 4 · accession 0000939057-17-000293
PROVIDENT FINANCIAL HOLDINGS INC · PROV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debbi Guthrie
Director
Period of report
Jun 27, 2017
Accepted (ET)
Jun 27, 2017 · 12:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01F1 | Jun 27, 2017 | M | 10,000 | $7.43 | A | 31,913 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF2 | $7.43 | Jun 27, 2017 | M | 10,000 | D | Jun 20, 2015 | Jun 20, 2021 | Common Stock | 10,000 | 20,000 | D |
Explanation of responses
- F1The total ownership of 31,913 shares includes the 1,000 share restricted stock award of January 9, 2017 with 500 shares vesting on January 9, 2018 and 500 shares vesting on January 9, 2019; and 3,712 shares held in Ms. Guthrie's IRA account.
- F2Comprised of 20,000 options granted under the Provident 2013 Equity Incentive Plan on September 30, 2014.